Powerful tools for compliance management

Control enterprise risk, manage fraud, and access real-time data with powerful compliance tools that make risk management seamless.

Manage compliance in one centralized platform

Sophisticated compliance features and tools to ensure that your organization manages risk without time-consuming processes.

Real time transparent information

Manage compliance processes with robust data at your finger tips. A unified platform that integrates portfolio management, trading, client data, delivering a powerful compliance 360 view.

Configurable to your framework

Tailor your own delivery, frameworks and data with a few clicks. Simply create custom analytics or use pre built reports within the portal.

Features to meet your
compliance needs

Reports to keep you on track

Integrated compliance platform with robust reporting including: high risk clients, suspicious transactions, audit logs and more. Automated notifications and reports delivered to compliance teams.

Suspicious transactions monitoring

Fight fraud in real-time through a built in suspicious transaction monitoring and screening solution. You simply need to:

  • Configure your rules
  • Identify risk in real time
  • Approve or reject transfers before they are processed

Client monitoring

Monitor client profiles, ongoing suitability, Investor Policy Statements and fraud risk controls. Easily identify when client values are out of bounds.

Update a client’s profile with restrictions and know with confidence that the rest of the platform has the appropriate information.

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